SIPCO ANNUAL RISK REVIEW
1. My investment with SIPCO represents what % of my total investable assets …
More than 75% 50% to 74% 49% to 25% Less Than 25%
2. I am reliant on my investments with SIPCO for current and future needs …
They are critical for my current needs
They are critical for my future needs
They are NOT critical but are planned for future use in retirement
They are only a portion of my wealth, I have other assets and/or means available
They are not needed currently or in the future
3. Time Horizon:
a. I am currently, Age …
Under 45 45 to 55 56 to 65 66 and Older
b. I expect to need access to the funds I am investing today in …
Immediately to 3 3 to 5 Years 5 to 10 Greater than 10 Never
4. Long Term Goal & Expectation:
a. Assuming normal market conditions, I would like to …
Avoid Losing Money Grow Moderately Grow Aggressively Grow Significantly
b. Assuming normal market conditions, I desire …
A high degree of stability with small profit
Some stability and make a modest profit
Generally keep pace with the stock market
Out perform the stock market
c. Assuming unusually poor market conditions, I would expect …
Little impact on my account balance
My account balance to drop some
My account balance to drop with the market
My account balance to drop more than the market
5. Short Term Risk Attitude:
I have a hard time tolerating a drop in my account balance
I understand that I may see a drop in my account balance
I am comfortable with a drop in my account balance and am investing for the long term
I want to assume risk to achieve a positive return in my account
I have a hard time seeing my account balance drop
I can tolerate short term drops in my account balance
A drop of 5% - 10% would concern me
I am not concerned with my performance over one quarter
Printed Name: Signature: Date: